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CLE: Regulatory Fundamentals Group and Columbia Law School Present Compliance As a Career: What Is I
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10/4/2013
When: 10/4/2013
8:30 AM
Where: Jerome Greene Annex (Columbia Law School)
410 West 117th Street
New York, NY 
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COMPLIANCE AS A CAREER: WHAT IS IT AND HOW TO GET THERE?

 

Jointly Hosted by Columbia Law School & The Regulatory Fundamentals Group

Friday October 4, 2013
Jerome Greene Annex (Law School)
410 West 117th Street

CLE credit provided by Columbia Law School (6 credits)

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This program will provide lawyers with the critical knowledge needed to pursue a career in compliance in the financial services industry. The conference is designed to explain the core areas that compliance personnel are responsible for and provide a framework for addressing those issues in a business setting. Attendees will leave with an understanding of the role of a compliance professional, how it differs from legal work, and how to work with business teams. The program brings together speakers who have a deep expertise managing compliance matters in a heavily-regulated industry along with the perspective of younger lawyers who have recently made in-roads into the compliance field.

AABANY MEMBERS PLEASE NOTE: Irene Tan, Co-Chair of AABANY's Young Lawyers Committee,will be speaking on the 11:45 am panel on Making the Transition / Hot Topics for Job Interviews.

Please contact Information@RegFG.com if you have any questions.