Join AABANY for "Proxy Plumbing and Shareholder Engagement Strategies," an informative CLE program followed by a reception at Broadridge, the day before the NAPABA In-House Counsel Summit. The CLE program will be from 4-5pm and the reception follows from 5-6pm.

Topics will include an overview of Broadridge, including their Services Overview, followed by a deeper dive into:

• Share Ownership, Proxy Players & Mechanics of Voting
• Proxy Timelines, Tabulation Report & Key Considerations
• Journey from Contested Meeting to Creation of SVI Program
• Standing Voting Instructions Program & Reporting
• Alternative Ways to Engage Retail Holders

Speakers:

• Moderator: Asher Qazi, Capital Markets Partner, Kirkland & Ellis
• Speaker: Matthew Criscenzo, Vice President, Broadridge

NY CLE Credit Information (Pending Approval):

• 1 credit for Areas of Professional Practice (Transitional and Non-Transitional)