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The responsibilities on corporate compliance programs continue to grow. New regulations, evolving data privacy and cybersecurity laws, and the increasingly multi-jurisdictional environment where many employees still work remotely have all added to the burdens on compliance programs. Developing technology, artificial intelligence, and machine-learning solutions, as well as the evolution of digital assets and cryptocurrencies, have also increased the challenges facing compliance officers. With regulators and law enforcement agencies expecting companies to have robust compliance programs, those that do not may face significant consequences in the event of a legal, ethics, or compliance breach. This year’s institute will bring together top in-house compliance officers and professionals, and leading outside compliance counsel and consultants to discuss how they approach this complex ethics and compliance environment.

This year’s institute will cover the following key issues facing the general compliance profession:

· Practical Compliance: how to set the right compliance culture and focus on the softer skills that make compliance programs work in practice, such as effective communication

· The Impact of the Election on Compliance: how the upcoming election results can impact regulatory and general corporate compliance in the coming years

· Regulators on Compliance: recent DOJ, SEC and other agency policies and initiatives that impact compliance and what regulators expect compliance programs to do and achieve

· Case Studies on Compliance: lessons learned and noteworthy takeaways from recent enforcement actions, settlements, and convictions that stemmed from compliance failures

· The Supreme Court and Compliance: the impact of recent Supreme Court decisions, such as SEC v. Jarkesy, on regulatory and general corporate compliance

· DE&I and Compliance: how to address DE&I issues in the compliance profession

Program Fee:
$599 for Members | $699 for Nonmembers
Special Pricing for In-House/Government/Nonprofit/Academics:
$299 Member | $399 Nonmember

Firm Passport Account Holders, please call 212 382 6663 for assistance.